WebJan 5, 2024 · The FCA has issued e-mails to insurance firms about period-end reporting that is due, and to Principal firms in relation to its request for data about Appointed Representatives. The first is an auto-generated e-mail from the RegData system, reminding firms that reports are available for submission as follows: REP019 – General Insurance … WebNov 2, 2024 · Both the PRA and FCA have proposed that the certification regime will become effective 12 months from the SMCR effective date, in December 2024. Firms will not be required to obtain regulatory references for existing employees who will be performing the same role after the start of the new regime. Conduct rules and standards
FIT 1.3 Assessing fitness and propriety - FCA Handbook
WebAug 26, 2014 · FCA use of Attestations. News stories First published: 26/08/2014 Last updated: 26/08/2014. Print Page. Exchange of letters between Clive Adamson, FCA … WebJan 9, 2024 · To support the attestation process firms are required under ICOBS 6B.2.57R to provide the attestor, and the FCA upon request, with the records that show compliance to ICOBS 6 B. However, the FCA identified that information provided by 28 Firms was not sufficiently informative or granular for the attestor to attest to compliance. british diabetic guy countdown
Connect Login - FCA
WebMar 13, 2024 · Firm Details Attestation. All authorised firms, solely regulated by the FCA (except ICVC, UCITS qualifier, AIFM qualifier and dormant account fund operator) are … Businesses must seek a view from the FCA before trading under or registering a … Firms require FCA permission to carry out specified regulated activities. Browse … WebThe FCA will be sending out a Qualtrics survey in January, where firms can provide their first annual attestation, to all general insurance and premium finance providers, including: Home insurance; Motor insurance; Add-ons sold alongside home insurance (excluding premium finance) Add-ons sold alongside motor insurance (excluding premium finance) WebOct 31, 2024 · The Customer Duty introduces a new Principle, Principle 12, within the FCA’s Principles for Businesses which reads “a firm must act to deliver good outcomes for retail customers”. The rules are extensive and the time to plan is now. These are the key dates: To understand the intricacies of Principle 12, MJ Hudson’s Regulatory solutions ... can you wear a tampon with mirena